Miriam F. Rouziek - HoustonNewMedia.org https://houstonnewmedia.org/author/miriam-f-rouziek/ Building "Bridges" Across the Bayou City! Sun, 01 Dec 2019 06:00:00 +0000 en-US hourly 1 https://wordpress.org/?v=6.8.3 https://i0.wp.com/houstonnewmedia.org/wp-content/uploads/2022/11/cropped-cropped-Houston.png?fit=32%2C32&ssl=1 Miriam F. Rouziek - HoustonNewMedia.org https://houstonnewmedia.org/author/miriam-f-rouziek/ 32 32 103504436 What the newly adopted SEC “test-the-waters” ruling means for investors https://houstonnewmedia.org/what-the-newly-adopted-sec-test-the-waters-ruling-means-for-investors/?utm_source=rss&utm_medium=rss&utm_campaign=what-the-newly-adopted-sec-test-the-waters-ruling-means-for-investors Sun, 01 Dec 2019 06:00:00 +0000 http://houstonnewmedia.org/?guid=30a592af09685fd51def35f143adf731 According to a Sept. 26, 2019 press release, the Securities and Exchange Commission (SEC) recently voted to adopt a new rule, which allows all issuers to engage in “test-the-waters” communications with potential investors. According to the SEC, the rul...

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